SEC Form 4/A · accession 0001140361-15-028347

SUMMIT FINANCIAL GROUP INC · SMMF

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

This is an amendment (Form 4/A). It replaces an earlier filing for the same period.

Reporting owner

Director

Period of report

Mar 12, 2015

Accepted (ET)

Jul 23, 2015 · 10:45 am EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000811808

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F2	Mar 12, 2015	C	14,750	$4.00	A	23,998	I	by 401(k) Plan FBO Spouse
Common Stock^F3	Mar 12, 2015	C	18,181	$5.50	A	42,179	I	by 401(k) Plan FBO Spouse
Common Stock^F2	Mar 12, 2015	C	18,181	$5.50	A	18,181	I	By Sellaro Enterprises, Inc.

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
8% Non-Cumulative Convertible Preferred Stock, Series 2011^F1,F2	$4.00	Mar 12, 2015	C	14,750	D	Mar 1, 2012	Jun 1, 2021	Common Stock	14,750	0	I
8% Non-Cumulative Convertible Preferred Stock, Series 2009^F1,F2	$5.50	Mar 12, 2015	C	18,181	D	Mar 1, 2010	Jun 1, 2019	Common Stock	18,181	0	I

F1The 2009 Series Preferred Stock and 2011 Series Preferred Stock converted to Common Stock on 3/12/2015.
F2On March 12, 2015, the reporting person filed a Form 4 reporting the acquisition of 12,500 shares of Summit Stock as a result of the conversion of Summit preferred stock. The correct number was 14,750. The reporting person also did not report the indirect ownership of 18,181 shares of Summit Common stock acquired in the preferred stock conversion by Sellaro Enterprises, Inc., a company controlled by her spouse.
F3This amendment is to correct the number of securities beneficially owned following the reported transaction from 39,929 to 42,179.