SEC Form 4/A · accession 0001140361-15-028345

SUMMIT FINANCIAL GROUP INC · SMMF

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

This is an amendment (Form 4/A). It replaces an earlier filing for the same period.

Reporting owner

Director

Period of report

Oct 31, 2011

Accepted (ET)

Jul 23, 2015 · 10:42 am EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000811808

Table I — non-derivative securities

No Table I lines on this filing.

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Subscription Rights (right to buy)^F2	$500.00	Oct 31, 2011	X	118	D	Jul 1, 2011	Oct 31, 2011	Preferred Stock	118	118	I
8% Non-Cumulative Convertible Preferred Stock, Series 2011^F2,F1	$4.00	Oct 31, 2011	P	118	A	Mar 1, 2012	Jun 1, 2021	Common Stock	14,750	14,750	I

F1The 2009 Series Preferred Stock and 2011 Series Preferred Stock may be converted at the holder's option on any dividend payment date.
F2On November 2, 2011, the reporting person filed a Form 4 reporting the acquisition of 100 shares of 2011 Preferred Stock by 401(k) Plan FBO Spouse. The correct number of shares of Preferred Stock acquired was 118, which are convertible into 14,750 shares of Common Stock.