SEC Form 4/A · accession 0001140361-15-023908
SUMMIT FINANCIAL GROUP INC · SMMF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Thomas J Hawse III
Director
Period of report
Jun 1, 2015
Accepted (ET)
Jun 11, 2015 · 2:33 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000811808
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 1, 2015 | X | 1,557 | $9.75 | A | 98,132 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Subscription Rights (right to buy)F2 | $9.75 | Jun 1, 2015 | X | 27,048 | D | Apr 10, 2015 | May 29, 2015 | Common Stock | 1,557 | 0 | D |
Explanation of responses
- F1On June 3, 2015, the reporting person filed a Form 4 reporting the acquisition of 2,437 shares of common stock. The correct number of shares of common stock acquired was 1,557. As of June 1, 2015, the reporting person owned 98,132 shares of common stock.
- F2On June 3, 2015, the reporting person filed a Form 4 reporting the exercise of 2,437 subscription rights to buy common stock. The correct number of subscription rights exercised was 27,048. The reporting person also reported the acquisition of 2,437 shares of common stock. The correct number of shares of common stock acquired was 1,557.