SEC Form 4 · accession 0001140361-15-023151
SUMMIT FINANCIAL GROUP INC · SMMF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Dewey F Bensenhaver
Director
Period of report
Jun 1, 2015
Accepted (ET)
Jun 3, 2015 · 7:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000811808
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 1, 2015 | X | 806 | $9.75 | A | 60,338 | D | |
| Common Stock | holding | — | — | — | 5,812 | I | By Wife | |
| Common Stock | holding | — | — | — | 14,820 | I | By children | |
| Common Stock | holding | — | — | — | 600 | I | by self as Cust for children |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Subscription Rights (right to buy) | $9.75 | Jun 1, 2015 | X | 806 | D | Apr 10, 2015 | May 29, 2015 | Common Stock | 806 | 0 | D |
| Phantom StockF1,F2 | $0.00 | holding | — | — | — | — | — | Common Stock | 4,453 | 4,453 | D |
Explanation of responses
- F1Each share of phantom stock represents the economic equivalent of one share of Summit common stock.
- F2Shares of phantom stock are payable only in cash following termination of the reporting person's service as a director of Summit.