SEC Form 4 · accession 0001140361-15-023142

SUMMIT FINANCIAL GROUP INC · SMMF

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).

Reporting owner

Director

Period of report

Jun 1, 2015

Accepted (ET)

Jun 3, 2015 · 7:11 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000811808

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock	Jun 1, 2015	X	16,412	$9.75	A	301,400	D
Common Stock	Jun 1, 2015	X	720	$9.75	A	13,220	I	By H. T. Services
Common Stock	Jun 1, 2015	X	3,280	$9.75	A	60,225	I	By Hinkle Trucking
Common Stock	Jun 1, 2015	X	28	$9.75	A	528	I	As Cust for Grandchild
Common Stock	Jun 1, 2015	X	276	$9.75	A	5,076	I	by Spouse

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Subscription Rights (right to buy)	$9.75	Jun 1, 2015	X	16,412	D	Apr 1, 2015	May 29, 2015	Common Stock	16,412	0	D
Subscription Rights (right to buy)	$9.75	Jun 1, 2015	X	720	D	Apr 1, 2015	May 29, 2015	Common Stock	2,828	0	I
Subscription Rights (right to buy)	$9.75	Jun 1, 2015	X	3,280	D	Apr 1, 2015	May 29, 2015	Common Stock	3,280	0	I
Subscription Rights (right to buy)	$9.75	Jun 1, 2015	X	28	D	Apr 1, 2015	May 29, 2015	Common Stock	28	0	I
Subscription Rights (right to buy)	$9.75	Jun 1, 2015	X	276	D	Apr 1, 2015	May 29, 2015	Common Stock	276	0	I
Phantom Stock^F1,F2	$0.00	holding	—	—	—	—	—	Common Stock	7,510	7,510	D

F1Each share of Phantom Stock represents the economic equivalent of one share of Summit Common Stock.
F2Shares of Phantom Stock are payable only in cash following termination of the reporting person's service as a director of Summit.