SEC Form 4 · accession 0001140361-15-023103

SUMMIT FINANCIAL GROUP INC · SMMF

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Senior VP & CFO

Period of report

Jun 1, 2015

Accepted (ET)

Jun 3, 2015 · 5:56 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000811808

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock	Jun 1, 2015	X	3,699	$9.75	A	67,930	D
Common Stock	Jun 1, 2015	X	40	$9.75	A	740	I	by Spouse
Common Stock	holding	—	—		—	8,415	I	By ESOP

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Subscription Rights (right to buy)	$9.75	Jun 1, 2015	X	3,699	D	Apr 10, 2015	May 29, 2015	Common Stock	3,699	0	D
Subscription Rights (right to buy)	$9.75	Jun 1, 2015	X	40	D	Apr 10, 2015	May 29, 2015	Common Stock	40	0	I
Employee Stock Option (Right to Buy)^F2	$5.95	holding	—	—	—	Oct 26, 2002	Oct 26, 2016	Common Stock	1,600	1,600	D
Employee Stock Option (Right to Buy)^F2	$9.49	holding	—	—	—	Dec 6, 2003	Dec 6, 2017	Common Stock	2,640	2,640	D
Employee Stock Optin (Right to Buy)^F2	$17.79	holding	—	—	—	Dec 12, 2004	Dec 12, 2018	Common Stock	5,600	5,600	D
Employee Stock Option (Right to Buy)^F2	$25.93	holding	—	—	—	Dec 6, 2005	Dec 7, 2019	Common Stock	8,000	8,000	D
Employee Stock Option Plan (Right to Buy)^F2	$24.44	holding	—	—	—	Dec 6, 2005	Dec 6, 2015	Common Stock	10,000	10,000	D
Stock-Settled Stock Appreciation Rights^F1	$12.01	holding	—	—	—	Apr 22, 2016	Apr 23, 2025	Common Stock	17,947	17,947	D

F1Option and/or SAR vests in 5 equal annual installments with the beginning date indicated.
F2Option expires in 5 equal annual installments with the final dated indicated.