SEC Form 4 · accession 0001140361-15-023001
SUMMIT FINANCIAL GROUP INC · SMMF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Phoebe F Heishman
Director
Period of report
Jun 1, 2015
Accepted (ET)
Jun 3, 2015 · 9:54 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000811808
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | Jun 1, 2015 | X | 160 | $9.75 | A | 71,785 | D | |
| COMMON STOCK | Jun 1, 2015 | X | 1,207 | $9.75 | A | 27,592 | I | By Children |
| COMMON STOCK | Jun 1, 2015 | X | 101 | $9.75 | A | 1,861 | I | By Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Subscription Rights (right to buy) | $9.75 | Jun 1, 2015 | X | 160 | D | Apr 10, 2015 | May 29, 2015 | Common Stock | 160 | 0 | D |
| Subscription Rights (right to buy) | $9.75 | Jun 1, 2015 | X | 1,207 | D | Apr 10, 2015 | May 29, 2015 | Common Stock | 1,207 | 0 | I |
| Subscription Rights (right to buy) | $9.75 | Jun 1, 2015 | X | 101 | D | Apr 10, 2015 | May 29, 2015 | Common Stock | 101 | 0 | I |