SEC Form 4 · accession 0001140361-15-016615

SUMMIT FINANCIAL GROUP INC · SMMF

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).

Reporting owner

Officer — Senior VP & CFO

Period of report

Apr 23, 2015

Accepted (ET)

Apr 28, 2015 · 3:45 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000811808

Table I — non-derivative securities

Security	Date	Code	Shares	A/D	Owned after	D/I	Nature of ownership
Common Stock	holding	—	—	—	64,231	D
Common Stock	holding	—	—	—	700	I	by Spouse
Common Stock	holding	—	—	—	8,415	I	By ESOP

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock-Settled Stock Appreciation Rights^F1,F2	$12.01	Apr 23, 2015	A	17,947	A	Apr 22, 2016	Apr 23, 2020	Common Stock	17,947	17,947	D
Employee Stock Option (Right to Buy)^F2	$5.95	holding	—	—	—	Oct 26, 2002	Oct 26, 2016	Common Stock	1,600	1,600	D
Employee Stock Option (Right to Buy)^F2	$9.49	holding	—	—	—	Dec 6, 2003	Dec 6, 2017	Common Stock	2,640	2,640	D
Employee Stock Optin (Right to Buy)^F2	$17.79	holding	—	—	—	Dec 12, 2004	Dec 12, 2018	Common Stock	5,600	5,600	D
Employee Stock Option (Right to Buy)^F2	$25.93	holding	—	—	—	Dec 6, 2005	Dec 7, 2019	Common Stock	8,000	8,000	D
Employee Stock Option Plan (Right to Buy)^F2	$24.44	holding	—	—	—	Dec 6, 2005	Dec 6, 2015	Common Stock	10,000	10,000	D

F1Option and/or SAR vests in 5 equal annual installments with the beginning date indicated.
F2Option and/or SAR expires in 5 equal annual installments with the final dated indicated.