SEC Form 4 · accession 0001140361-15-015071

SUMMIT FINANCIAL GROUP INC · SMMF

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Director

Period of report

Mar 12, 2015

Accepted (ET)

Apr 10, 2015 · 2:41 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000811808

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F7,F4,F5	Mar 12, 2015	C	7,500	$4.00	A	29,308	D
Common Stock^F7,F4,F6	Mar 12, 2015	C	250	$4.00	A	464	I	By Spouse
Common Stock^F7,F3	Mar 12, 2015	C	18,181	$5.50	A	18,181	I	By Anggus Enterprises

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
8% Non-Cumulative Convertible Preferred Stock, Series 2009^F3	$5.50	Mar 12, 2015	C	18,181	D	Mar 1, 2010	Jun 1, 2019	Common Stock	18,182	0	I
8% Non-Cumulative Convertible Preferred Stock, Series 2011^F4	$4.00	Mar 12, 2015	C	250	D	Mar 1, 2012	Jun 1, 2021	Common Stock	250	0	I
8% Non-Cumulative Convertible Preferred Stock, Series 2011^F4	$4.00	Mar 12, 2015	C	7,500	D	Mar 1, 2012	Jun 1, 2021	Common Stock	7,500	0	D
Phantom Stock^F2,F1	$0.00	holding	—	—	—	—	—	Common Stock	7,447	7,447	D

F1Shares of Phantom Stock are payable only in cash following termination of the reporting person's service as a director of Summit.
F2Each share of Phantom Stock represents the economic equivalent of one share of Summit Common Stock.
F3The 2009 Series Preferred Stock was converted to Common Stock on 3/12/2015/
F4The Series 2011 Preferred Stock was converted to Common Stock on 3/12/2015.
F5The amount of securities beneficially owned at the end of period increased by 200 shares, which were previously reported as indirect ownership (Spouse).
F6The number of shares beneficially owned at the end of the period decreased by 200 shares as these shares are now reported as Direct ownership.
F7This transaction was irreonously reported on 3/16/2015 on a Form 5.