SEC Form 4 · accession 0001140361-15-014886
SUMMIT FINANCIAL GROUP INC · SMMF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
H Charles Maddy III
Officer — President & CEO · Director
Period of report
Apr 9, 2015
Accepted (ET)
Apr 9, 2015 · 3:10 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000811808
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Apr 9, 2015 | J | 528 | $0.00 | A | 26,514 | I | By ESOP |
| Common StockF4 | holding | — | — | — | 11,983 | D | ||
| Common StockF5 | holding | — | — | — | 55,572 | I | By Wife |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F1 | $5.95 | holding | — | — | — | Oct 26, 2002 | Oct 26, 2016 | Common Stock | 2,400 | 2,400 | D |
| Employee Stock Option (Right to Buy) | $9.49 | holding | — | — | — | Dec 6, 2003 | Dec 6, 2017 | Common Stock | 5,600 | 4,200 | D |
| Employee Stock Option (Right to Buy)F1 | $17.79 | holding | — | — | — | Dec 12, 2004 | Dec 12, 2018 | Common Stock | 9,600 | 9,600 | D |
| Employee Stock Option (Right to Buy)F1 | $25.93 | holding | — | — | — | Dec 6, 2005 | Dec 7, 2019 | Common Stock | 12,000 | 12,000 | D |
| Employee Stock Option (Right to Buy)F1 | $24.44 | holding | — | — | — | Dec 6, 2005 | Dec 6, 2015 | Common Stock | 15,000 | 15,000 | D |
Explanation of responses
- F1Option expires in 5 equal annual installments with the final date indicated.
- F2The information reported herein is based on a plan statement dated 12/31/2014 received in April 2014.
- F3Between January 1, 2014 and December 31, 2014, acquired 528.3085 shares of Summit Common Stock under the Summit Financial Group, Inc. Employee Stock Ownership Plan.
- F4Incudes 0.168510 acquired on March 31, 2015 under the Company's dividend reinvestment plan.
- F5Incudes 42.045957 shares acquired on March 31, 2015 under the Company's dividend reinvestment plan.