SEC Form 4 · accession 0001140361-15-011943

SUMMIT FINANCIAL GROUP INC · SMMF

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Director

Period of report

Mar 12, 2015

Accepted (ET)

Mar 16, 2015 · 3:51 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000811808

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock	Mar 12, 2015	C	18,181	$5.50	A	259,988	D
Common Stock	Mar 12, 2015	C	25,000	$4.00	A	284,988	D
Common Stock	Mar 12, 2015	C	12,500	$4.00	A	12,500	I	By H.T. Services
Common Stock	holding	—	—		—	56,945	I	By Hinkle Trucking
Common Stock	holding	—	—		—	500	I	As Cust for Grandchild
Common Stock	holding	—	—		—	4,800	I	by Spouse

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
8% Non-Cumulative Convertible Preferred Stock Series 2009^F1	$5.50	Mar 12, 2015	C	18,181	D	Mar 1, 2009	Jun 1, 2019	Common Stock	18,181	0	D
8% Non-Cumulative Convertible Preferred Stock Series 2011^F1	$4.00	Mar 12, 2015	C	25,000	D	Mar 1, 2012	Jun 1, 2021	Common Stock	25,000	0	D
8% Non-Cumulative Convertible Preferred Stock Series 2011^F1	$4.00	Mar 12, 2015	C	12,500	D	Mar 1, 2012	Jun 1, 2021	Common Stock	12,500	0	I
Phantom Stock^F2,F3	$0.00	holding	—	—	—	—	—	Common Stock	7,510	7,510	D

F1The 2009 Series Preferred Stock and 2011 Series Preferred Stock was converted to Common Stock on 3/12/2015.
F2Each share of Phantom Stock represents the economic equivalent of one share of Summit Common Stock.
F3Shares of Phantom Stock are payable only in cash following termination of the reporting person's service as a director of Summit.