SEC Form 4 · accession 0001547522-16-000285
IMMUCELL CORP /DE/ · ICCC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Cunningham
Director
Period of report
Aug 19, 2016
Accepted (ET)
Aug 22, 2016 · 10:54 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000811641
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.10 per share | Aug 19, 2016 | M | 5,000 | $5.75 | A | 12,404 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified stock options | $5.75 | Aug 19, 2016 | M | 5,000 | D | Oct 12, 2014 | Oct 12, 2016 | Common Stock | 5,000 | 10,000 | D |