SEC Form 4 · accession 0000921895-17-002000
IMMUCELL CORP /DE/ · ICCC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Norman H Pessin
Other
Period of report
Jul 27, 2017
Accepted (ET)
Jul 28, 2017 · 5:25 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000811641
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jul 27, 2017 | P | 170,000 | $5.25 | A | 170,000 | I | By spouse |
| Common StockF1 | holding | — | — | — | 480,000 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The Reporting Person may be deemed to be a member of a Section 13(d) group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of common stock. The Reporting Person disclaims beneficial ownership of the shares of common stock reported herein except to the extent of his pecuniary interest therein, and this report shall not be deemed to be an admission that the Reporting Person is the beneficial owner of such shares of common stock for purposes of Section 16 or for any other purpose.
- F2Shares beneficially owned by the Reporting Person's spouse. The Reporting Person expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.