SEC Form 4 · accession 0001628280-19-002442
KAISER ALUMINUM CORP · KALU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Barneson
Officer — Sr. VP - Corporate Development
Period of report
Feb 28, 2019
Accepted (ET)
Mar 4, 2019 · 7:17 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000811596
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per shareF1 | Feb 28, 2019 | D | 2,883 | $0.00 | D | 6,348 | D | |
| Common Stock, par value $0.01 per shareF3 | Feb 28, 2019 | F | 838 | $109.48 | D | 5,510 | D | |
| Common Stock, par value $0.01 per share | holding | — | — | — | 55,977 | I | By Barneson Family Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reflects the number of shares cancelled as a result of proration in connection with the reporting person's retirement on February 28, 2019.
- F2Shares withheld to satisfy the withholding tax obligations resulting from the vesting on February 28, 2019 of certain shares granted to the reporting person in 2016 under the Kaiser Aluminum Corporation 2016 Equity and Incentive Compensation Plan.
- F3Includes 2,996 shares acquired pursuant to grants of restricted stock units.