SEC Form 4/A · accession 0001628280-18-008244
KAISER ALUMINUM CORP · KALU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Neal E West
Officer — VP & Chief Accounting Officer
Period of report
May 15, 2018
Accepted (ET)
Jun 22, 2018 · 5:56 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000811596
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per share | May 15, 2018 | S | 725 | $103.40 | D | 7,084 | I | By West Family Trust |
| Common Stock, par value $0.01 per shareF2 | holding | — | — | — | 3,017 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Sales made pursuant to a 10b5-1 plan adopted by the reporting person on May 11, 2018 as part of the reporting person's financial planning to diversify his stockholdings. The plan contemplates the sale of a pre-determined amount of vested shares of common stock of the Registrant held by the reporting person in specified increments subject to designated floor prices.
- F2Includes 3,017 shares acquired pursuant to grants of restricted stock units.
Remarks
10 Shares reported on the Form 4, which this filing amends, as directly held by the reporting person were transferred to the West Family Trust on May 2, 2018.