SEC Form 4 · accession 0001628280-18-007119
KAISER ALUMINUM CORP · KALU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Neal E West
Officer — VP & Chief Accounting Officer
Period of report
May 22, 2018
Accepted (ET)
May 23, 2018 · 5:53 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000811596
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per share | May 22, 2018 | S | 2,175 | $110.00 | D | 4,909 | I | By West Family Trust |
| Common Stock, par value $0.01 per shareF2 | holding | — | — | — | 3,017 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Sales made pursuant to a 10b5-1 plan adopted by the reporting person on May 11, 2018 as part of the reporting person's financial planning to diversify his stockholdings. The plan contemplates the sale of a pre-determined amount of vested shares of common stock of the Registrant held by the reporting person in specified increments subject to designated floor prices.
- F2Includes 3,017 shares acquired pursuant to grants of restricted stock units.