SEC Form 4/A · accession 0001628280-18-006996
KAISER ALUMINUM CORP · KALU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Mark Krouse
Officer — VP - Human Resources
Period of report
Dec 30, 2016
Accepted (ET)
May 18, 2018 · 6:37 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000811596
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per shareF1,F2 | Dec 30, 2016 | F | 557 | $77.69 | D | 3,742 | D | |
| Common Stock, par value $0.01 per share | holding | — | — | — | 1,524 | I | Krouse Family Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares withheld to satisfy the withholding tax obligations resulting from the recognition of income with respect to the outstanding grant of restricted stock to the reporting person effective March 5, 2014 under the Kaiser Aluminum Corporation 2006 Equity and Performance Incentive Plan, as amended, upon the reporting person reaching age 65 on December 30, 2016 and such shares no longer being subject to a substantial risk of forfeiture for tax purposes.
- F2The acquisition of 1,395 shares was inadvertently reported as a grant of restricted stock on the reporting person's prior Form 4. Such shares were acquired pursuant to a grant of restricted stock units. These restricted stock units have the same vesting terms as previously reported.
Remarks
1,524 Shares reported on the Form 4, which this filing amends, and subsequent Form 4's filed on March 7, 2017, August 4, 2017 and March 7, 2018, as directly held by the reporting person were transferred to the Krouse Family Trust on June 6, 2016.