SEC Form 4 · accession 0001628280-17-009075
KAISER ALUMINUM CORP · KALU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Carolyn Bartholomew
Director
Period of report
Sep 5, 2017
Accepted (ET)
Sep 5, 2017 · 8:37 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000811596
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per share | Sep 5, 2017 | S | 1,000 | $99.00 | D | 13,344 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Sales made pursuant to a 10b5-1 plan adopted by the reporting person on July 26, 2017. The plan contemplates the sale of a pre-determined amount of vested shares of common stock of the Registrant held by the reporting person subject to a designated floor price.