SEC Form 4 · accession 0001628280-17-007811
KAISER ALUMINUM CORP · KALU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Keith Harvey
Officer — President & COO
Period of report
Jul 15, 2017
Accepted (ET)
Aug 1, 2017 · 8:43 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000811596
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per shareF1,F2 | Jul 15, 2017 | A | 30,000 | $0.00 | A | 77,190 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Grant to the reporting person effective as of July 15, 2017 of restricted stock units under the Kaiser Aluminum Corporation 2016 Equity and Incentive Compensation Plan. All restrictions will lapse on July 5, 2022 or earlier upon the occurrence of certain specified circumstances.
- F2Includes 40,062 shares acquired pursuant to grants of restricted stock units.