SEC Form 4 · accession 0001628280-17-007271
KAISER ALUMINUM CORP · KALU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ray Parkinson
Officer — VP - Advanced Engineering
Period of report
Jul 24, 2017
Accepted (ET)
Jul 25, 2017 · 8:23 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000811596
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per shareF1 | Jul 24, 2017 | S | 1,800 | $97.4473 | D | 9,799 | I | By Family Trust |
| Common Stock, par value $0.01 per shareF2 | holding | — | — | — | 5,962 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the sale of 1,800 shares in multiple transactions, ranging from $97.4010 to $97.4562 per share, resulting in a weighted average sale price of $97.4473 per share. The reporting person undertake to provide upon request by the SEC staff, the Registrant, or a security holder of the Registrant, full information regarding the number of shares sold at each separate price within the range.
- F2Includes 3,929 shares acquired pursuant to grants of restricted stock units.