SEC Form 4 · accession 0001628280-17-005593
KAISER ALUMINUM CORP · KALU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ray Parkinson
Officer — VP - Advanced Engineering
Period of report
May 11, 2017
Accepted (ET)
May 15, 2017 · 6:13 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000811596
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per shareF1 | May 11, 2017 | S | 2,000 | $80.7469 | D | 11,599 | I | By Family Trust |
| Common Stock, par value $0.01 per shareF2 | holding | — | — | — | 5,962 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the sale of 2,000 shares in multiple transactions, ranging from $80.6200 to $80.8700 per share, resulting in a weighted average sale price of $80.7469 per share. The reporting person undertake to provide upon request by the SEC staff, the Registrant, or a security holder of the Registrant, full information regarding the number of shares sold at each separate price within the range.
- F2Includes 3,929 shares acquired pursuant to grants of restricted stock units.