SEC Form 4 · accession 0001551869-17-000002
KAISER ALUMINUM CORP · KALU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Keith Harvey
Officer — President & COO
Period of report
Apr 27, 2017
Accepted (ET)
May 1, 2017 · 4:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000811596
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per shareF1,F2 | Apr 27, 2017 | S | 2,500 | $84.20 | D | 49,567 | D | |
| Common Stock, par value $0.01 per shareF2 | Apr 28, 2017 | S | 2,377 | $85.00 | D | 47,190 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the sale of 2,500 shares in multiple transactions, ranging from $84.00 to $84.50 per share, resulting in a weighted average sale price of $84.20 per share. The reporting person undertake to provide upon request by the SEC staff, the Registrant, or a security holder of the Registrant, full information regarding the number of shares sold at each separate price within the range.
- F2Includes 10,062 shares acquired pursuant to grants of restricted stock units.