SEC Form 4 · accession 0001209191-16-118194
KAISER ALUMINUM CORP · KALU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Melinda C Ellsworth
Officer — VP IR & Corp. Communications
Period of report
May 4, 2016
Accepted (ET)
May 6, 2016 · 5:45 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000811596
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per shareF1 | May 4, 2016 | S | 500 | $91.366 | D | 6,023 | I | By Ellsworth Revocable Living Trust |
| Common Stock, par value $0.01 per share | May 5, 2016 | S | 600 | $91.2997 | D | 5,423 | I | By Ellsworth Revocable Living Trust |
| Common Stock, par value $0.01 per shareF2 | holding | — | — | — | 3,114 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the sale of 500 shares in multiple transactions, ranging from $91.36 to $91.39 per share, resulting in a weighted average sale price of $91.3660 per share. The reporting person undertake to provide upon request by the SEC staff, the Registrant, or a security holder of the Registrant, full information regarding the number of shares sold at each separate price within the range.
- F2The acquisition of 1,068 shares was inadvertently reported as a grant of restricted stock on the reporting person's prior Form 4. Such shares were acquired pursuant to a grant of restricted stock units. These restricted stock units have the same vesting terms as previously reported