SEC Form 5 · accession 0001209191-16-098797
KAISER ALUMINUM CORP · KALU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jack A Hockema
Officer — CEO · Director
Period of report
Dec 31, 2015
Accepted (ET)
Feb 16, 2016 · 4:50 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000811596
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per shareF1 | Jan 6, 2015 | G | 5,000 | — | D | 79,381 | I | By Hockema Family Trust |
| Common Stock, par value $0.01 per shareF1 | Mar 3, 2015 | G | 5,000 | — | D | 79,381 | I | By Hockema Family Trust |
| Common Stock, par value $0.01 per share | holding | — | — | — | 29,988 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Options (Right to Buy)F2 | $80.01 | holding | — | — | — | — | Apr 3, 2017 | Common Stock, par value $0.01 per share | 8,037 | 8,037 | D |
Explanation of responses
- F1Bona fide gift by the reporting person for no consideration.
- F2Stock option award granted on April 3, 2007 for 8,037 shares of common stock, with one-third of such options vested on each of the first, second and third anniversaries of the grant date.