SEC Form 4 · accession 0001209191-15-063701
KAISER ALUMINUM CORP · KALU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ray Parkinson
Officer — VP - Advanced Engineering
Period of report
Jul 31, 2015
Accepted (ET)
Aug 4, 2015 · 4:59 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000811596
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per shareF1 | Jul 31, 2015 | S | 1,827 | $84.6522 | D | 10,417 | I | By Family Trust |
| Common Stock, par value $0.01 per share | holding | — | — | — | 6,411 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Options (Right to Buy)F2 | $80.01 | holding | — | — | — | — | Apr 3, 2017 | Common Stock, par value $0.01 per share | 643 | 643 | D |
Explanation of responses
- F1Represents the sale of 1,827 shares in multiple transactions, ranging from $84.6500 to $84.6870 per share, resulting in a weighted average sale price of $84.6522 per share. The reporting person undertakes to provide upon request by the SEC staff, the Registrant, or a security holder of the Registrant, full information regarding the number of shares sold at each separate price within the range.
- F2Stock option award granted on April 3, 2007 for 643 shares of common stock, with one-third of such options vested on each of the first, second and third anniversaries of the grant date.