SEC Form 4 · accession 0001209191-15-050219
KAISER ALUMINUM CORP · KALU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alfred E Osborne Jr.
Director
Period of report
Jun 2, 2015
Accepted (ET)
Jun 4, 2015 · 6:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000811596
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per shareF1 | Jun 2, 2015 | A | 1,158 | $0.00 | A | 12,894 | D | |
| Common Stock, par value $0.01 per shareF2,F3 | Jun 2, 2015 | A | 731 | $81.98 | A | 13,625 | D | |
| Common Stock, par value $0.01 per share | holding | — | — | — | 3,500 | I | By Keogh Plan | |
| Common Stock, par value $0.01 per share | holding | — | — | — | 200 | I | By son | |
| Common Stock, par value $0.01 per share | holding | — | — | — | 500 | I | By the Rahnasto/Osborne Revocable Trust U/A DTD 11/07/1999 |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Grant to the reporting person of restricted stock under the Kaiser Aluminum Corporation Amended and Restated 2006 Equity and Performance Incentive Plan. All restrictions will lapse on June 2, 2016.
- F2Stock received by the reporting person under the Kaiser Aluminum Corporation Amended and Restated 2006 Equity and Performance Incentive Plan at such person's election in lieu of all or a portion of the reporting person's annual cash retainer for serving as a member of the Board of Directors of Kaiser Aluminum Corporation, lead independent director or chair of a committee of the Board of Directors.
- F3Equal to the average of the closing prices of the Issuer's common stock as reported by the Nasdaq Stock Market, LLC for the twenty trading days prior to June 2, 2015.