SEC Form 4/A · accession 0001209191-15-005129

KAISER ALUMINUM CORP · KALU

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

This is an amendment (Form 4/A). It replaces an earlier filing for the same period.

Reporting owner

Officer — President & CEO · Director

Period of report

Mar 5, 2014

Accepted (ET)

Jan 20, 2015 · 4:45 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000811596

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock, par value $0.01 per share^F1,F2	Mar 5, 2014	A	15,170	$0.00	A	52,637	D
Common Stock, par value $0.01 per share^F2	Mar 5, 2014	F	5,885	$71.88	D	46,752	D
Common Stock, par value $0.01 per share^F4	holding	—	—		—	111,420	I	By Hockema Family Trust

No Table II lines on this filing.

F1Shares earned upon the vesting on March 5, 2014 of certain performance shares granted to the reporting person in 2011 under the Kaiser Aluminum Corporation 2006 Equity and Performance Incentive Plan, as amended. On March 5, 2014, the Registrant's compensation committee certified the performance shares payout multiplier based on the level of achievement by the Registrant of a certain pre-established performance goal for 2011 through 2013.
F25,995 shares reported on the Form 4, which this filing amends, and on subsequent Form 4s filed on July 3, 2014, August 4, 2014, September 4, 2014, October 3, 2014 and December 2, 2014 were not withheld to satisfy withholding tax obligations, as no income was recognized in connection with the grant of restricted shares on March 5, 2014.
F3Shares withheld to satisfy the withholding tax obligations resulting from the vesting on March 5, 2014 of the above-referenced performance shares.
F4Original filing amended to correct the amount of securities held by the Hockema Family Trust.