SEC Form 5 · accession 0000811532-19-000026
CEDAR FAIR L P · FUN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas Klein
Director
Period of report
Feb 11, 2019
Accepted (ET)
Feb 11, 2019 · 4:51 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000811532
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Units of Limited Partner InterestF1 | holding | — | — | — | 57,305 | D | ||
| Units of Limited Partner Interest | holding | — | — | — | 3,000 | I | By self as custodian for children |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom UnitsF4,F2,F3 | — | holding | — | — | — | — | — | Units of Limited Partner Interest | 9,795 | 9,795 | D |
Explanation of responses
- F1During the fiscal year under the Cedar Fair, L.P. Distribution Reinvestment and Employee Unit Purchase Plan, 1,293 units were acquired at prices ranging from $52.07 to $67.80. These transactions are exempt under rule 16a-11.
- F2Represents phantom units acquired by the reporting person (in an exempt transaction) as deferred compensation pursuant to the Partnership's omnibus plan. Each phantom unit is the economic equivalent of one limited partner unit in Cedar Fair, L.P.
- F3These phantom units are earned ratably over a one-year period and will be payable in units or a combination of cash and units when the individual's service to the Partnership ends.
- F4During the fiscal year, 416 units were accrued on these phantom units as a result of distribution reinvestment.