SEC Form 4 · accession 0000811532-18-000093
CEDAR FAIR L P · FUN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas Klein
Director
Period of report
Aug 6, 2018
Accepted (ET)
Aug 6, 2018 · 5:20 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000811532
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Units of Limited Partner InterestF1 | Aug 6, 2018 | P | 10,000 | $51.17 | A | 36,012 | D | |
| Units of Limited Partner Interest | holding | — | — | — | 3,000 | I | By self as custodian for children |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom UnitsF2,F3 | — | holding | — | — | — | — | — | Units of Limited Partner Interest | 6,631 | 6,631 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These units were purchased in multiple transactions ranging from $51.02 to $51.37, inclusive. The reporting person undertakes to provide to Cedar Fair, L.P., any unit holder of Cedar Fair, L.P., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of units purchased at each separate price within the ranges set forth in this footnote.
- F2Represents phantom units acquired by the reporting person (in an exempt transaction) as deferred compensation pursuant to the Partnership's omnibus plan. Each phantom unit is the economic equivalent of one limited partner unit in Cedar Fair, L.P.
- F3These phantom units are payable in units or a combination of cash and units when the individual's service to the Partnership ends.