SEC Form 5 · accession 0000811532-18-000033
CEDAR FAIR L P · FUN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John M Scott III
Director
Period of report
Feb 14, 2018
Accepted (ET)
Feb 14, 2018 · 3:29 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000811532
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Units of Limited Partner InterestF1 | Dec 8, 2017 | G | 3,725 | $0.00 | D | 4,535 | D | |
| Units of Limited Partner Interest | holding | — | — | — | 1,740 | I | By self as custodian for children under UGMA. |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom UnitsF4,F2,F3 | — | holding | — | — | — | — | — | Units of Limited Partner Interest | 9,443 | 9,443 | D |
Explanation of responses
- F1Units gifted to a donor-advised fund
- F2Represents phantom units acquired by the reporting person (in an exempt transaction) as deferred compensation pursuant to the Partnership's omnibus plan. Each phantom unit is the economic equivalent of one limited partner unit in Cedar Fair, L.P.
- F3These phantom units are payable in units or a combination of cash and units when the individual's service to the Partnership ends.
- F4During the fiscal year, 374 units were accrued on these phantom units as a result of distribution reinvestment.