SEC Form 4 · accession 0000811532-17-000085
CEDAR FAIR L P · FUN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brian C Witherow
Officer — Executive VP & CFO
Period of report
Mar 3, 2017
Accepted (ET)
Mar 7, 2017 · 8:24 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000811532
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Units of Limited Partner Interest | Mar 3, 2017 | A | 11,145 | $0.00 | A | 86,894 | D | |
| Units of Limited Partner InterestF1 | Mar 3, 2017 | F | 5,372 | $67.35 | D | 81,522 | D | |
| Units of Limited Partner Interest | holding | — | — | — | 1,806 | I | By Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| call options to purchase limited partnership unitsF2 | $36.95 | holding | — | — | — | — | Feb 26, 2023 | Units of Limited Partner Interest | 27,092 | 27,092 | D |
| call options to purchase limited partnership unitsF3 | $29.53 | holding | — | — | — | — | Mar 27, 2022 | Units of Limited Partner Interest | 17,786 | 17,786 | D |
Explanation of responses
- F1Units were withheld to satisfy tax liability in connection with vesting of performance units.
- F2Options vest at a rate of 33% per year on each anniversary date, beginning on February 26, 2014.
- F3Options vest at a rate of 33% per year on each anniversary date, beginning on March 27, 2013.