SEC Form 4 · accession 0000811532-17-000060
CEDAR FAIR L P · FUN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Matthew A Ouimet
Officer — CEO · Director
Period of report
Feb 22, 2017
Accepted (ET)
Feb 24, 2017 · 1:37 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000811532
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Units of Limited Partner Interest | holding | — | — | — | 225,767 | D | ||
| Units of Limited Partner Interest | holding | — | — | — | 1,000 | I | By Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted UnitsF3,F4 | — | Feb 22, 2017 | A | 124,234 | A | — | — | Units of Limited Partner Interest | 124,234 | 124,234 | D |
| call options to purchase limited partnership unitsF1 | $36.95 | holding | — | — | — | — | Feb 26, 2023 | Units of Limited Partner Interest | 122,492 | 122,492 | D |
| call options to purchase limited partnership unitsF2 | $29.53 | holding | — | — | — | — | Mar 27, 2022 | Units of Limited Partner Interest | 86,387 | 86,387 | D |
Explanation of responses
- F1Options vest at a rate of 33% per year on each anniversary date, beginning on February 26, 2014.
- F2Options vest at a rate of 33% per year on each anniversary date, beginning on March 27, 2013.
- F3Represents restricted units acquired by the reporting person upon satisfaction of performance period. Each restricted unit is the economic equivalent of one limited partner unit in Cedar Fair, L.P.
- F4Units vest at a rate of 50% on December 29, 2017 and December 31, 2018.