SEC Form 4 · accession 0000811532-17-000012
CEDAR FAIR L P · FUN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas Klein
Director
Period of report
Dec 30, 2016
Accepted (ET)
Jan 5, 2017 · 5:51 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000811532
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Units of Limited Partner Interest | holding | — | — | — | 17,073 | D | ||
| Units of Limited Partner Interest | holding | — | — | — | 3,000 | I | By self as custodian for children |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom UnitsF3,F1,F2 | — | Dec 30, 2016 | A | 1,870 | A | — | — | Units of Limited Partner Interest | 1,870 | 4,407 | D |
Explanation of responses
- F1Represents phantom units acquired by the reporting person (in an exempt transaction) as deferred compensation pursuant to the Partnership's omnibus plan. Each phantom unit is the economic equivalent of one limited partner unit in Cedar Fair, L.P.
- F2These phantom units are payable in units or a combination of cash and units when the individual's service to the Partnership ends.
- F3In addition to the phantom units acquired and shown in Box 5, the total in Box 9 includes deferred units awarded during 2015.