SEC Form 4 · accession 0000811532-16-000283
CEDAR FAIR L P · FUN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Milkie Duffield
Officer — Executive VP - General Counsel
Period of report
Sep 20, 2016
Accepted (ET)
Sep 22, 2016 · 5:20 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000811532
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Units of Limited Partner Interest | Sep 20, 2016 | M | 12,386 | $29.53 | A | 56,550 | D | |
| Units of Limited Partner Interest | Sep 20, 2016 | F | 6,012 | $60.84 | D | 50,538 | D | |
| Units of Limited Partner Interest | Sep 20, 2016 | S | 6,374 | $60.84 | D | 44,164 | D | |
| Units of Limited Partner Interest | holding | — | — | — | 281 | I | By Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| call options to purchase limited partnership unitsF2 | $29.53 | Sep 20, 2016 | M | 12,386 | D | — | Mar 27, 2022 | Units of Limited Partner Interest | 12,386 | 0 | D |
| call options to purchase limited partnership unitsF1 | $36.95 | holding | — | — | — | — | Feb 26, 2023 | Units of Limited Partner Interest | 18,104 | 18,104 | D |
Explanation of responses
- F1Options vest at a rate of 33% per year on each anniversary date, beginning on February 26, 2014.
- F2Options vest at a rate of 33% per year on each anniversary date, beginning on March 27, 2013.