SEC Form 4 · accession 0000811532-16-000257
CEDAR FAIR L P · FUN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David R. Hoffman
Officer — Senior VP & CAO
Period of report
Mar 2, 2016
Accepted (ET)
Mar 4, 2016 · 5:27 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000811532
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Units of Limited Partner Interest | Mar 2, 2016 | A | 3,240 | $0.00 | A | 28,476 | D | |
| Units of Limited Partner InterestF1 | Mar 2, 2016 | F | 1,556 | $57.94 | D | 26,920 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| call options to purchase limited partnership unitsF2 | $36.95 | holding | — | — | — | — | Feb 26, 2023 | Units of Limited Partner Interest | 9,691 | 9,691 | D |
| call options to purchase limited partnership unitsF3 | $29.53 | holding | — | — | — | — | Mar 27, 2022 | Units of Limited Partner Interest | 6,352 | 6,352 | D |
Explanation of responses
- F1Units were withheld to satisfy tax liability in connection with vesting of performance units.
- F2Options vest at a rate of 33% per year on each anniversary date, beginning on February 26, 2014.
- F3Options vest at a rate of 33% per year on each anniversary date, beginning on March 27, 2013.