SEC Form 5 · accession 0000811532-15-000047
CEDAR FAIR L P · FUN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John M Scott III
Director
Period of report
Dec 31, 2014
Accepted (ET)
Feb 17, 2015 · 7:45 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000811532
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Units of Limited Partner InterestF1 | holding | — | — | — | 8,260 | D | ||
| Units of Limited Partner InterestF1 | holding | — | — | — | 1,740 | I | By self as custodian for children under UGMA. |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom UnitsF2,F3 | — | Jan 2, 2014 | A | 2,397 | A | — | — | Units of Limited Partner Interest | 2,397 | 2,397 | D |
Explanation of responses
- F1Bona fide gift/tax-free transfer of 1,740 units, which is exempt from Section 16(b) liability.
- F2Represents phantom units acquired by the reporting person (in an exempt transaction) as deferred compensation pursuant to the Partnership's 2008 Omnibus Incentive Plan. Each phantom unit is the economic equivalent of one limited partner unit in Cedar Fair, L.P.
- F3These phantom units are payable in units or a combination of cash and units when the individual's service to the Partnership ends.