SEC Form 4 · accession 0001209191-16-108308
BIOLASE, INC · BIOL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David C Dreyer
Officer — SVP / Chief Financial Officer
Period of report
Mar 10, 2016
Accepted (ET)
Mar 14, 2016 · 8:52 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000811240
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1,F2 | — | Mar 10, 2016 | A | 70,000 | A | — | — | Common Stock | 70,000 | 70,000 | D |
Explanation of responses
- F1Each restricted stock unit represents the right to receive, at settlement, one share of common stock.
- F2The restricted stock units shall fully vest on July 1, 2016, subject to the Reporting Person's continued service with the Company through the applicable vesting dates.