SEC Form 4/A · accession 0001209191-15-056292
BIOLASE, INC · BIOL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
David C Dreyer
Officer — SVP / Chief Financial Officer
Period of report
Mar 9, 2015
Accepted (ET)
Jun 25, 2015 · 4:26 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000811240
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $1.99 | Mar 9, 2015 | A | 871,710 | A | — | Mar 9, 2025 | Common Stock | 871,710 | 871,710 | D |
Explanation of responses
- F1This Form 4 is being amended to reflect that 100,000 of the option shares, which were initially reported as part of a tranche of 348,684 option shares vesting on March 9, 2025, were vested by the Compensation Committee of the Board of Directors on June 23, 2015.