SEC Form 4 · accession 0001437749-16-039317
CESCA THERAPEUTICS INC. · KOOL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kimberly Kay Ellner
Officer — VP, Manufacturing
Period of report
Sep 28, 2016
Accepted (ET)
Sep 30, 2016 · 1:37 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000811212
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 28, 2016 | A | 502 | $3.98 | D | 7,199 | D | |
| Common Stock | Sep 28, 2016 | A | 3,000 | $4.00 | D | 4,199 | D |
Table II — derivative securities
No Table II lines on this filing.