SEC Form 4 · accession 0001437749-15-017608
CESCA THERAPEUTICS INC. · KOOL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Bruch
Officer — Interim CFO
Period of report
Sep 17, 2015
Accepted (ET)
Sep 22, 2015 · 2:51 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000811212
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Sep 17, 2015 | F | 9,915 | $0.645 | D | 114,827 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Net surrender of vested restricted stock for payment of taxes related thereto.
- F2Also includes 7,194 shares of restricted stock which will vest one half on June 30, 2016 and 2017.