SEC Form 4 · accession 0001140361-15-012915
CESCA THERAPEUTICS INC. · KOOL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kenneth Pappa
Officer — VP, Manufacturing, IT
Period of report
Mar 3, 2015
Accepted (ET)
Mar 23, 2015 · 1:06 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000811212
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Mar 3, 2015 | F | 5,019 | $0.90 | D | 81,556 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Net surrender of vested restricted stock for payment of taxes related thereto.
- F2Also includes 25,000 of restricted stock which will vest on March 3, 2016 and 2017.