SEC Form 4 · accession 0001140361-15-008244
CESCA THERAPEUTICS INC. · KOOL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kenneth Harris
Officer — President · Director · 10% Owner
Period of report
Feb 18, 2015
Accepted (ET)
Feb 20, 2015 · 5:15 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000811212
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 18, 2015 | F | 6,692 | $0.88 | D | 4,590,410 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Net surrender of vested restricted stock for payment of taxes related thereto.
- F2Also includes 33,333 shares of restricted stock which will vest on February 18, 2016 and 2017 subject to acceleration in certain events.