SEC Form 4 · accession 0001246360-17-002512
CMS ENERGY CORP · CMS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jon E Barfield
Director
Period of report
Aug 3, 2017
Accepted (ET)
Aug 7, 2017 · 12:28 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000811156
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Aug 3, 2017 | S | 6,336 | $46.8055 | D | 20,576 | D | |
| Common Stock | holding | — | — | — | 500 | I | By Spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.77 to $46.83, inclusive. The reporting person undertakes to provide to CMS Energy Corporation ("CMS"), any security holder of CMS, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4.
- F2The total holdings reflect an adjustment of 187 additional shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan.