SEC Form 4 · accession 0001246360-17-001761
CMS ENERGY CORP · CMS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Philip R Lochner
Director
Period of report
May 5, 2017
Accepted (ET)
May 8, 2017 · 4:14 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000811156
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | May 5, 2017 | A | 2,861 | $0.00 | A | 53,973 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Grant of 2,861 shares of Restricted Stock pursuant to CMS Energy Corporation's Performance Incentive Stock Plan, and subject to vest at the next annual meeting date.
- F2The total holdings reflect an adjustment of 1,315 additional shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan, and an adjustment of 190 additional Restricted Stock Units purchased on behalf of the reporting person as a result of an automatic acquisition of Restricted Stock Units in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.