SEC Form 4 · accession 0001246360-16-006264
CMS ENERGY CORP · CMS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John G Russell
Director
Period of report
Jul 1, 2016
Accepted (ET)
Jul 6, 2016 · 1:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000811156
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 1, 2016 | A | 2,192 | $0.00 | A | 697,748 | D | |
| Common StockF2 | Jul 1, 2016 | F | 16,169 | $45.63 | D | 681,579 | D | |
| Common StockF3 | Jul 1, 2016 | D | 210,608 | $0.00 | D | 470,971 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Grant of 2,192 shares of Restricted Stock pursuant to CMS Energy Corporation's Performance Incentive Stock Plan, and subject to vest at the next annual meeting date.
- F2The total holdings reflect an adjustment of 2,370 additional shares of Restricted Stock purchased on behalf of the reporting person as a result of an automatic acquisition of Restricted Stock in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.
- F3Forfeiture of Restricted Stock due to retirement as President and CEO.