SEC Form 4 · accession 0001246360-16-005760
CMS ENERGY CORP · CMS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Deborah H Butler
Director
Period of report
May 6, 2016
Accepted (ET)
May 10, 2016 · 12:35 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000811156
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | May 6, 2016 | A | 2,919 | $0.00 | A | 7,413 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Grant 2,919 of Restricted Stock Units pursuant to CMS Energy Corporation's Performance Incentive Stock Plan.
- F2The total holdings reflect an adjustment of 39 additional shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan, and an adjustment of 109 additional Restricted Stock Units purchased on behalf of the reporting person as a result of an automatic acquisition of Restricted Stock Units in lieu of cash dividends pursuant to the terms of the award granted to the reporting person in accordance with the provisions of the CMS Performance Incentive Stock Plan.