SEC Form 4 · accession 0001246360-16-005755
CMS ENERGY CORP · CMS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard Marcel Gabrys
Director
Period of report
May 6, 2016
Accepted (ET)
May 10, 2016 · 12:35 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000811156
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | May 6, 2016 | A | 2,919 | $0.00 | A | 49,607 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Grant of 2,919 shares of Restricted Stock pursuant to CMS Energy Corporation's Performance Incentive Stock Plan, and subject to vest at the next annual meeting date.
- F2The total holdings reflect an adjustment of 1,526 additional shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan.