SEC Form 5 · accession 0001246360-16-004077
CMS ENERGY CORP · CMS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Myrna Soto
Director
Period of report
Dec 31, 2015
Accepted (ET)
Jan 7, 2016 · 3:49 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000811156
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 23, 2015 | L | 16 | $32.00 | A | 4,476 | D | |
| Common Stock | Jul 14, 2015 | L | 15 | $33.87 | A | 4,491 | D | |
| Common Stock | Jul 28, 2015 | L | 15 | $33.36 | A | 4,506 | D | |
| Common Stock | Aug 11, 2015 | L | 14 | $34.65 | A | 4,520 | D | |
| Common Stock | Aug 25, 2015 | L | 15 | $34.04 | A | 4,535 | D | |
| Common Stock | Sep 8, 2015 | L | 15 | $32.47 | A | 4,550 | D | |
| Common Stock | Sep 22, 2015 | L | 15 | $33.71 | A | 4,565 | D | |
| Common Stock | Oct 13, 2015 | L | 14 | $35.71 | A | 4,579 | D | |
| Common Stock | Oct 27, 2015 | L | 14 | $36.74 | A | 4,593 | D | |
| Common Stock | Nov 10, 2015 | L | 14 | $34.97 | A | 4,607 | D | |
| Common Stock | Nov 24, 2015 | L | 14 | $34.81 | A | 4,621 | D | |
| Common Stock | Dec 8, 2015 | L | 14 | $35.39 | A | 4,635 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The total holdings reflect an adjustment of 113 additional shares of Common Stock of CMS Energy Corporation ("CMS") acquired as a result of dividend reinvestment pursuant to the reporting person's participation in the CMS Stock Purchase Plan, and an adjustment of 1 additional share of Common Stock of CMS acquired as a result of her participation in her broker's dividend reinvestment plan.