SEC Form 4 · accession 0001437749-18-022278
CITIZENS & NORTHERN CORP · CZNC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas L Rudy Jr.
Officer — Executive Vice President
Period of report
Dec 18, 2018
Accepted (ET)
Dec 19, 2018 · 1:50 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000810958
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 18, 2018 | M | 3,543 | $15.06 | A | 17,481 | D | |
| Common Stock | Dec 18, 2018 | F | 2,063 | $25.87 | D | 15,418 | D | |
| Common Stock | holding | — | — | — | 7,340 | I | By ESOP | |
| Common Stock | holding | — | — | — | 15 | I | By Child |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Options | $15.06 | Dec 18, 2018 | M | 3,543 | A | Jul 4, 2011 | Jan 4, 2021 | Common Stock | 3,543 | 0 | D |
Remarks
Payment of Exercise Price by delivering securities incident to the exercise of a vested option in accordance with Rule 16b-3