SEC Form 4 · accession 0001437749-18-021804
CITIZENS & NORTHERN CORP · CZNC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Leonard Simpson
Director
Period of report
Dec 6, 2018
Accepted (ET)
Dec 10, 2018 · 1:37 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000810958
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 6, 2018 | M | 100 | $19.88 | A | 37,543 | D | |
| Common Stock | holding | — | — | — | 156 | I | By Spouse | |
| Common Stock | holding | — | — | — | 244 | I | By Child | |
| Common Stock | holding | — | — | — | 76 | I | By Child |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Director Stock Options (Right to Buy) | $19.88 | Dec 6, 2018 | M | 100 | A | Jul 5, 2009 | Jan 5, 2019 | Common Stock | 100 | 1,241 | D |